Formulation of lyophilized products MCQs With Answer

Introduction: Lyophilization (freeze-drying) is a critical formulation and manufacturing technique for stabilizing pharmaceuticals, biologics and vaccines. For B. Pharm students, understanding freeze-drying principles—freezing, primary drying and secondary drying—is essential to control stability, residual moisture, glass transition (Tg’), collapse temperature and sterility. Formulation choices such as cryo/lyoprotectants (sucrose, trehalose), bulking agents (mannitol), buffers, surfactants and primary packaging influence reconstitution time, potency and long-term shelf life. Process parameters (freezing rate, annealing, shelf temperature, chamber pressure) and analytical tools (DSC, Karl Fischer) guide cycle design and quality assurance. Now let’s test your knowledge with 30 MCQs on this topic.

Q1. What is the primary purpose of lyophilization in pharmaceutical formulations?

  • To increase drug solubility in water
  • To convert liquid dosage forms into a stable dry product to improve stability
  • To sterilize products by heating
  • To reduce the molecular weight of polymers

Correct Answer: To convert liquid dosage forms into a stable dry product to improve stability

Q2. Which sequence correctly describes the main stages of a freeze-drying cycle?

  • Secondary drying → Freezing → Primary drying
  • Freezing → Primary drying → Secondary drying
  • Primary drying → Freezing → Secondary drying
  • Freezing → Secondary drying → Primary drying

Correct Answer: Freezing → Primary drying → Secondary drying

Q3. What is the significance of the glass transition temperature of maximally freeze-concentrated solute (Tg’) in lyophilization?

  • Determines the melting point of excipients
  • Indicates the temperature above which the frozen matrix may collapse during primary drying
  • Is unrelated to product stability
  • Defines the sterilization temperature

Correct Answer: Indicates the temperature above which the frozen matrix may collapse during primary drying

Q4. Which excipient is commonly used as a lyoprotectant for protein stabilization?

  • Mannitol
  • Sucrose
  • Magnesium stearate
  • Sodium chloride

Correct Answer: Sucrose

Q5. What role does mannitol typically play in a lyophilized formulation?

  • Acts as a surfactant to reduce surface tension
  • Serves as a bulking agent and can crystallize to improve cake structure
  • Functions as a potent antimicrobial preservative
  • Is used as a primary solvent for active drugs

Correct Answer: Serves as a bulking agent and can crystallize to improve cake structure

Q6. Which analytical technique is most commonly used to measure residual moisture in lyophilized products?

  • HPLC
  • Karl Fischer titration
  • UV-Vis spectrophotometry
  • FTIR spectroscopy

Correct Answer: Karl Fischer titration

Q7. During primary drying, the product temperature must be kept below which critical property to prevent collapse?

  • Melting point of solvent
  • Collapse temperature (Tc) or Tg’
  • Boiling point of water
  • Glass transition of dry product

Correct Answer: Collapse temperature (Tc) or Tg’

Q8. What is the purpose of annealing during the freezing step of lyophilization?

  • To sterilize the product by heating
  • To promote crystallization of certain excipients and improve primary drying rate
  • To evaporate residual water rapidly
  • To dissolve the active ingredient

Correct Answer: To promote crystallization of certain excipients and improve primary drying rate

Q9. Which parameter is typically reduced in the chamber to facilitate sublimation during primary drying?

  • Shelf temperature
  • Chamber pressure
  • Drug concentration
  • pH of formulation

Correct Answer: Chamber pressure

Q10. Controlled nucleation in freeze-drying is used to:

  • Increase the water content of the product
  • Generate uniform ice crystal size to improve batch reproducibility and drying rate
  • Remove the need for primary packaging
  • Eliminate the need for cryoprotectants

Correct Answer: Generate uniform ice crystal size to improve batch reproducibility and drying rate

Q11. Which property of sugars like trehalose makes them effective stabilizers in lyophilized formulations?

  • High crystallinity after freezing
  • Ability to form an amorphous glass that protects biomolecules
  • Strong basicity to neutralize acids
  • High ionic strength

Correct Answer: Ability to form an amorphous glass that protects biomolecules

Q12. What is a common visual indicator of a failed lyophilization cycle in a vial?

  • Intact, elegant cake
  • Collapsed or melted cake with shrinkage
  • Clear frozen liquid
  • Uniform white crystalline appearance

Correct Answer: Collapsed or melted cake with shrinkage

Q13. Which test is essential for ensuring sterility of aseptically filled lyophilized vials?

  • Endotoxin testing only
  • Sterility testing according to pharmacopeial methods
  • pH measurement
  • Osmolality testing

Correct Answer: Sterility testing according to pharmacopeial methods

Q14. Why is residual moisture critical for lyophilized biologics stability?

  • More moisture always improves stability
  • Excess moisture can accelerate degradation, while too little may destabilize structure
  • Moisture does not affect proteins
  • Residual moisture only affects color

Correct Answer: Excess moisture can accelerate degradation, while too little may destabilize structure

Q15. Which instrument is commonly used to determine Tg’ and collapse temperature for freeze-drying development?

  • Gas chromatograph
  • Differential scanning calorimetry (DSC)
  • Mass spectrometer
  • Light microscope

Correct Answer: Differential scanning calorimetry (DSC)

Q16. Which of the following is a disadvantage of rapid freezing in lyophilization?

  • Large ice crystals leading to fast primary drying
  • Small ice crystals may cause poor reconstitution and higher resistance to vapor flow
  • Enhances bulk crystallization of mannitol
  • Always improves cake appearance

Correct Answer: Small ice crystals may cause poor reconstitution and higher resistance to vapor flow

Q17. What is the main mechanism of protein stabilization by sugars during lyophilization?

  • Covalent modification of protein
  • Water replacement and vitrification to maintain native structure
  • Increasing ionic strength to precipitate proteins
  • Acting as surfactants to solubilize proteins

Correct Answer: Water replacement and vitrification to maintain native structure

Q18. Which packaging component is most critical to maintain sterility and moisture protection after lyophilization?

  • Primary glass vial and rubber stopper with proper sealing
  • Aluminum foil only
  • Plastic tray under the vials
  • Paper labels

Correct Answer: Primary glass vial and rubber stopper with proper sealing

Q19. Secondary drying in a lyophilization cycle primarily removes which type of water?

  • Freezing water
  • Bound or adsorbed water
  • Solvent impurities
  • All volatile organic solvents

Correct Answer: Bound or adsorbed water

Q20. What effect does a high shelf temperature during primary drying have if product temperature exceeds Tc?

  • Improves solubility
  • Causes product collapse and loss of cake structure
  • Increases sterility
  • Reduces residual moisture without risks

Correct Answer: Causes product collapse and loss of cake structure

Q21. Which of the following is NOT typically a critical quality attribute (CQA) for lyophilized products?

  • Cake appearance and reconstitution time
  • Residual moisture and potency
  • Container closure integrity
  • Color of the manufacturing room walls

Correct Answer: Color of the manufacturing room walls

Q22. Pressure rise test in a lyophilizer is used to detect what?

  • Product potency
  • Leak in the chamber or poor valve/stopper seal
  • pH changes
  • Incorrect excipient identity

Correct Answer: Leak in the chamber or poor valve/stopper seal

Q23. Which stabilizer is known for its high glass transition and exceptional protein stabilization in dried state?

  • Sodium chloride
  • Trehalose
  • Polyethylene glycol 400
  • Ethanol

Correct Answer: Trehalose

Q24. In an optimized lyophilization cycle, how is the primary drying endpoint commonly monitored?

  • By measuring the color of the cake
  • By monitoring product temperature and chamber pressure, or using Pirani vs capacitance manometer comparisons
  • Only by visual inspection
  • By measuring pH continuously

Correct Answer: By monitoring product temperature and chamber pressure, or using Pirani vs capacitance manometer comparisons

Q25. Which factor most influences the sublimation rate during primary drying?

  • Vial label design
  • Temperature gradient between shelf and product and chamber pressure
  • Drug’s molecular formula only
  • Color of the formulation

Correct Answer: Temperature gradient between shelf and product and chamber pressure

Q26. What is one reason to include a surfactant like polysorbate in a lyophilized biologic formulation?

  • To induce crystallization of sugars
  • To reduce surface-induced aggregation during freezing and drying
  • To act as a cryoprotectant by raising Tg’
  • To increase residual moisture intentionally

Correct Answer: To reduce surface-induced aggregation during freezing and drying

Q27. Which of the following best describes “collapse” in a lyophilized product?

  • Complete sterilization of the cake
  • Loss of solid porous structure due to partial melting of the frozen matrix
  • Intended compaction to reduce volume
  • Enhancement of reconstitution speed

Correct Answer: Loss of solid porous structure due to partial melting of the frozen matrix

Q28. Why is primary packaging selection important for lyophilized vials?

  • It has no impact after lyophilization
  • It affects moisture barrier, oxygen ingress, extractables/leachables and container closure integrity
  • Only the color matters for patient compliance
  • It determines the drug’s chemical structure

Correct Answer: It affects moisture barrier, oxygen ingress, extractables/leachables and container closure integrity

Q29. Which method can accelerate cycle development and reduce development time for lyophilized products?

  • Empirical, trial-and-error large batch runs only
  • Use of design of experiments (DoE), thermal analysis (DSC/Tg’) and modeling
  • Skipping primary drying entirely
  • Using uncharacterized excipients

Correct Answer: Use of design of experiments (DoE), thermal analysis (DSC/Tg’) and modeling

Q30. Upon reconstitution of a lyophilized protein product, which attribute is most important to assess immediately?

  • Container color
  • Solution clarity and absence of visible particulates, and potency/activity
  • Manufacturer’s logo
  • Weight of the vial

Correct Answer: Solution clarity and absence of visible particulates, and potency/activity

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