Deviation management MCQs With Answer

Deviation Management MCQs With Answer is a focused practice resource designed for M.Pharm students preparing for Quality Management Systems (MQA 102T). This set of multiple-choice questions covers conceptual and applied aspects of deviation management: types of deviations, investigation methodology, containment and corrective actions, risk assessment, documentation, regulatory expectations, and trending. Questions emphasize root cause analysis, CAPA, product disposition, and data integrity considerations in a pharmaceutical quality environment. Each MCQ challenges students to apply regulatory guidance and quality principles to realistic scenarios, strengthening exam readiness and practical understanding for roles in QA/QC and manufacturing supervision.

Q1. What is the primary purpose of documenting a deviation in pharmaceutical manufacturing?

  • To assign blame to the operator responsible
  • To record the event for training records only
  • To ensure traceability, initiate investigation and enable corrective actions
  • To delay batch release until management decides

Correct Answer: To ensure traceability, initiate investigation and enable corrective actions

Q2. Which of the following best defines a ‘major deviation’?

  • An event that has no potential to impact product quality
  • A deviation that could lead to regulatory non-compliance or patient risk
  • A routine non-critical procedural lapse documented in training records
  • A typographical error in an internal memo

Correct Answer: A deviation that could lead to regulatory non-compliance or patient risk

Q3. During a deviation investigation, which technique focuses on repeatedly asking “why” to reach root cause?

  • Hazard Analysis and Critical Control Points (HACCP)
  • 5 Whys analysis
  • Pareto charting
  • Design of Experiments (DoE)

Correct Answer: 5 Whys analysis

Q4. What is the correct immediate action when a deviation potentially affects a released product?

  • Wait for the full root cause analysis before any action
  • Initiate containment measures and quarantine affected batches
  • Destroy all inventory without evaluation
  • Notify marketing to adjust promotional claims

Correct Answer: Initiate containment measures and quarantine affected batches

Q5. Which document typically records the detailed stepwise investigation of a deviation?

  • Master Production Schedule
  • Deviation/Investigation Report
  • Supplier invoice
  • Sales order

Correct Answer: Deviation/Investigation Report

Q6. In deviation management, CAPA stands for:

  • Containment, Assessment, Process Adjustment
  • Corrective and Preventive Actions
  • Control and Preventive Audit
  • Compliance and Product Approval

Correct Answer: Corrective and Preventive Actions

Q7. Which regulatory body emphasizes prompt investigation and documentation of deviations impacting product quality?

  • Federal Aviation Administration (FAA)
  • Food and Drug Administration (FDA)
  • Federal Trade Commission (FTC)
  • National Highway Traffic Safety Administration (NHTSA)

Correct Answer: Food and Drug Administration (FDA)

Q8. What is an Out-of-Specification (OOS) result?

  • A test result within internal target ranges
  • A test result that falls outside established specifications
  • A result that is not recorded
  • A visual inspection finding only

Correct Answer: A test result that falls outside established specifications

Q9. Which risk assessment tool is frequently used to prioritize deviations based on severity, occurrence and detectability?

  • Fishbone diagram
  • FMEA (Failure Mode and Effects Analysis)
  • Balanced scorecard
  • SWOT analysis

Correct Answer: FMEA (Failure Mode and Effects Analysis)

Q10. What distinguishes a preventive action from a corrective action?

  • Preventive actions fix the immediate batch; corrective actions are long-term
  • Preventive actions aim to eliminate the cause before recurrence; corrective actions address existing non-conformities
  • Corrective actions only involve documentation changes
  • There is no difference; they are interchangeable

Correct Answer: Preventive actions aim to eliminate the cause before recurrence; corrective actions address existing non-conformities

Q11. Which is an appropriate metric to trend deviations over time?

  • Number of deviations per million units produced
  • Number of sales calls per month
  • Employee turnover rate in HR
  • Number of cafeteria meals served

Correct Answer: Number of deviations per million units produced

Q12. For data integrity related deviations, which principle is critical?

  • Data should be manually transcribed to paper only
  • ALCOA+ principles (Attributable, Legible, Contemporaneous, Original, Accurate, plus Complete, Consistent, Enduring, Available)
  • Allow anonymous edits without audit trail
  • Eliminate electronic logs to simplify reviews

Correct Answer: ALCOA+ principles (Attributable, Legible, Contemporaneous, Original, Accurate, plus Complete, Consistent, Enduring, Available)

Q13. What is the appropriate disposition decision when a deviation investigation identifies a confirmed critical contamination?

  • Release the product with a note in the file
  • Quarantine and likely reject or recall the affected product after risk assessment
  • Mix contaminated product with a larger batch to dilute
  • Label product as investigational only

Correct Answer: Quarantine and likely reject or recall the affected product after risk assessment

Q14. Which root cause analysis tool visually maps possible causes into categories?

  • Control chart
  • Ishikawa (Fishbone) diagram
  • Gantt chart
  • Regression analysis

Correct Answer: Ishikawa (Fishbone) diagram

Q15. When should a deviation be escalated to a cross-functional quality review board?

  • Only if marketing requests it
  • When deviation has potential product quality or regulatory impact or is recurrent
  • For minor documentation typos
  • After the next annual audit

Correct Answer: When deviation has potential product quality or regulatory impact or is recurrent

Q16. Which of the following is NOT an effective containment action?

  • Immediate quarantine of affected materials
  • Enhanced monitoring of subsequent batches
  • Destruction of unrelated compliant batches without assessment
  • Temporary hold on distribution pending investigation

Correct Answer: Destruction of unrelated compliant batches without assessment

Q17. How long should deviation investigation records typically be retained?

  • As per company policy and regulatory requirements, often as long as product retention plus defined years (e.g., shelf life + X years)
  • One month after closure
  • Only until the next audit
  • They should not be retained

Correct Answer: As per company policy and regulatory requirements, often as long as product retention plus defined years (e.g., shelf life + X years)

Q18. Which statement about trend analysis of deviations is true?

  • Trends are only useful for regulatory inspections, not quality improvement
  • Trend analysis helps identify systemic issues and prioritize preventive actions
  • Trends should be ignored if the deviation numbers are low
  • Only absolute counts matter; rates normalized to production do not

Correct Answer: Trend analysis helps identify systemic issues and prioritize preventive actions

Q19. In a deviation report, what is the importance of defining containment effectiveness checks?

  • They are optional and only for large companies
  • To verify that immediate actions have controlled the problem and prevent further impact
  • To delay CAPA implementation
  • To document financial losses

Correct Answer: To verify that immediate actions have controlled the problem and prevent further impact

Q20. Which action demonstrates effective preventive action following a recurrent deviation caused by equipment calibration drift?

  • Ignore the recurrence because it is minor
  • Increase inspection frequency temporarily without addressing root cause
  • Revise calibration intervals, improve alarm systems, and update SOPs with verification steps
  • Replace SOP with a verbal instruction

Correct Answer: Revise calibration intervals, improve alarm systems, and update SOPs with verification steps

Author

  • G S Sachin Author Pharmacy Freak
    : Author

    G S Sachin is a Registered Pharmacist under the Pharmacy Act, 1948, and the founder of PharmacyFreak.com. He holds a Bachelor of Pharmacy degree from Rungta College of Pharmaceutical Science and Research and creates clear, accurate educational content on pharmacology, drug mechanisms of action, pharmacist learning, and GPAT exam preparation.

    Mail- Sachin@pharmacyfreak.com

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