Clinical trial protocol development steps MCQs With Answer

Clinical trial protocol development steps are vital for B. Pharm students to understand practical drug research. A well-constructed clinical trial protocol defines study objectives, study design, inclusion/exclusion criteria, endpoints, sample size calculation, randomization, blinding, safety monitoring, data management, and regulatory & ethics requirements. Familiarity with protocol components—such as Investigator’s Brochure, case report forms, informed consent, adverse event reporting, and statistical analysis plan—prepares students for roles in trial conduct, monitoring, and pharmacovigilance. Learning these steps improves trial quality, participant safety, and regulatory compliance. Now let’s test your knowledge with 30 MCQs on this topic.

Q1. What is the primary purpose of a clinical trial protocol?

  • To document the sponsor’s financial plan
  • To provide a detailed plan for conducting the study
  • To list investigator personal contacts
  • To advertise the investigational product

Correct Answer: To provide a detailed plan for conducting the study

Q2. Which section of the protocol defines the measurable outcomes used to assess efficacy?

  • Eligibility criteria
  • Primary and secondary endpoints
  • Investigator signature page
  • Case report form template

Correct Answer: Primary and secondary endpoints

Q3. What is the main objective of inclusion criteria in a protocol?

  • To exclude all elderly patients
  • To define the population eligible to join the study
  • To describe laboratory assays used in analysis
  • To set the sponsor’s payment terms

Correct Answer: To define the population eligible to join the study

Q4. Which of the following is an example of an exclusion criterion?

  • Age range 18–65 years
  • Uncontrolled hypertension
  • Signed informed consent
  • Baseline laboratory values performed

Correct Answer: Uncontrolled hypertension

Q5. In protocol development, the sample size calculation primarily depends on which factor?

  • Number of investigators
  • Estimated effect size and desired statistical power
  • Sponsor’s marketing plan
  • The color of the study logo

Correct Answer: Estimated effect size and desired statistical power

Q6. Which phase of clinical trials mainly assesses safety and tolerability in healthy volunteers?

  • Phase IV
  • Phase III
  • Phase I
  • Phase II

Correct Answer: Phase I

Q7. The Investigator’s Brochure primarily contains which information?

  • Site-specific monitoring visit schedules
  • Comprehensive preclinical and clinical data on the investigational product
  • Patient recruitment advertisements
  • Regulatory submission fees

Correct Answer: Comprehensive preclinical and clinical data on the investigational product

Q8. What is the role of a Case Report Form (CRF)?

  • To record protocol amendments only
  • To capture participant-level trial data for analysis
  • To provide ethical approval documentation
  • To store investigational product shipments

Correct Answer: To capture participant-level trial data for analysis

Q9. Randomization in a clinical trial is intended to:

  • Ensure blinding of participants to treatment
  • Prevent selection bias by allocating treatments by chance
  • Guarantee equal outcomes across groups
  • Reduce the number of required monitoring visits

Correct Answer: Prevent selection bias by allocating treatments by chance

Q10. Block randomization is mainly used to:

  • Ensure balanced group sizes throughout enrollment
  • Blind the statistician only
  • Reduce drug manufacturing costs
  • Replace stratified randomization always

Correct Answer: Ensure balanced group sizes throughout enrollment

Q11. What is allocation concealment designed to prevent?

  • Performance bias after randomization
  • Selection bias before assignment
  • Data entry errors in the CRF
  • Regulatory inspection findings

Correct Answer: Selection bias before assignment

Q12. Blinding in a trial helps to reduce which type of bias?

  • Analytical bias in laboratory assays
  • Observer and performance bias
  • Label printing errors
  • Supply chain bias

Correct Answer: Observer and performance bias

Q13. Which document contains the detailed statistical methods for analysis?

  • Informed consent form
  • Statistical Analysis Plan (SAP)
  • Investigator’s CV
  • Drug accountability log

Correct Answer: Statistical Analysis Plan (SAP)

Q14. Under ICH-GCP, who must approve the protocol before participant enrollment?

  • The trial sponsor’s marketing team
  • The Institutional Ethics Committee / Institutional Review Board (IEC/IRB)
  • The clinical monitor only
  • The data entry clerk

Correct Answer: The Institutional Ethics Committee / Institutional Review Board (IEC/IRB)

Q15. Which activity is part of protocol safety monitoring?

  • Adverse event detection, assessment and reporting
  • Printing informed consent forms only
  • Recruiting sponsors for funding
  • Designing the marketing strategy

Correct Answer: Adverse event detection, assessment and reporting

Q16. What is a Serious Adverse Event (SAE)?

  • A non‑serious, expected side effect
  • An adverse event that results in death, hospitalization, or is life‑threatening
  • Any complaint about trial logistics
  • A document describing lab procedures

Correct Answer: An adverse event that results in death, hospitalization, or is life‑threatening

Q17. Who is primarily responsible for ensuring informed consent is properly obtained?

  • The study monitor only
  • The investigator or delegated trained staff
  • The sponsor’s marketing specialist
  • The contract research organization’s accountant

Correct Answer: The investigator or delegated trained staff

Q18. A Data Safety Monitoring Board (DSMB) is established to:

  • Manage drug shipment logistics
  • Independently review safety data and recommend trial continuation or stopping
  • Perform CRF data entry
  • Create the informed consent form

Correct Answer: Independently review safety data and recommend trial continuation or stopping

Q19. Which of the following best describes a protocol amendment?

  • A change to the protocol that must be documented and approved
  • An internal memo that does not affect the study
  • A marketing plan revision
  • A printed brochure for participants

Correct Answer: A change to the protocol that must be documented and approved

Q20. Source documents are important because they:

  • Are the primary records that verify participant data and trial conduct
  • List the sponsor’s advertising partners
  • Replace CRFs permanently
  • Contain only laboratory reference ranges

Correct Answer: Are the primary records that verify participant data and trial conduct

Q21. What distinguishes a protocol deviation from a protocol violation?

  • Deviation is trivial; violation always leads to termination
  • Deviation is any departure; violation is a serious departure that may affect participant safety or data integrity
  • Deviation is defined by the sponsor’s marketing team
  • There is no difference; both terms are interchangeable

Correct Answer: Deviation is any departure; violation is a serious departure that may affect participant safety or data integrity

Q22. Pharmacovigilance primarily involves:

  • Marketing the investigational product
  • Detection, assessment, and prevention of adverse effects
  • Designing CRF templates
  • Recruiting clinical sites

Correct Answer: Detection, assessment, and prevention of adverse effects

Q23. Which party typically holds overall responsibility for the initiation, management, and financing of a clinical trial?

  • Institutional Ethics Committee
  • The study sponsor
  • The study monitor alone
  • The trial participants

Correct Answer: The study sponsor

Q24. Which monitoring approach allows centralized review of data across sites to identify trends and risks?

  • On-site monitoring only
  • Centralized or risk‑based monitoring
  • Only source-data verification without analytics
  • Investigator-initiated monitoring visits

Correct Answer: Centralized or risk‑based monitoring

Q25. The protocol’s stopping rules describe:

  • When the trial should be paused or stopped for safety, futility, or overwhelming efficacy
  • How to stop recruitment letters to participants
  • How to stop the sponsor’s payments
  • When to stop cleaning trial facilities

Correct Answer: When the trial should be paused or stopped for safety, futility, or overwhelming efficacy

Q26. Which document usually lists the eligibility criteria, study procedures, and visit schedule?

  • Clinical trial protocol
  • Investigator’s home address book
  • Laboratory SOP unrelated to the trial
  • Sponsor press release

Correct Answer: Clinical trial protocol

Q27. What is the primary content of the informed consent form?

  • Details about payment to the site only
  • Information on study procedures, risks, benefits, and participant rights
  • The sponsor’s internal budget
  • Investigator’s research publications

Correct Answer: Information on study procedures, risks, benefits, and participant rights

Q28. Which randomization method is most appropriate when balance across key prognostic factors is needed?

  • Simple randomization only
  • Stratified randomization
  • Alphabetical assignment
  • Non-random convenience assignment

Correct Answer: Stratified randomization

Q29. Who typically conducts monitoring visits to assess compliance with the protocol and data accuracy?

  • Study monitor / Clinical Research Associate (CRA)
  • Trial participants
  • Marketing interns
  • Random volunteers from the community

Correct Answer: Study monitor / Clinical Research Associate (CRA)

Q30. What is a common role of a Contract Research Organization (CRO) in clinical trials?

  • To publish investigator personal notes
  • To provide outsourced trial management, monitoring, and data services
  • To replace regulatory authorities
  • To recruit participants for marketing surveys only

Correct Answer: To provide outsourced trial management, monitoring, and data services

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